Kevin Alan Dunion

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-01-05
DE	RA	APPROVED	2005-03-23

PA RA
APPROVED

Since 2023-01-05
DE RA
APPROVED

Since 2005-03-23

Branch Locations

200 Bellevue Pkwy Ste 420, Wilmington, DE 19809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life	Milwaukee	WI	10/1989	Present
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	08/1993	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2009	Present

10/1989 → Present

Northwestern Mutual Life

Milwaukee, WI
08/1993 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
01/2009 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-07
S63	Uniform Securities Agent State Law Examination	2000-12-11

S66 Uniform Combined State Law Examination

2005-03-07
S63 Uniform Securities Agent State Law Examination

2000-12-11

View on SEC IAPD