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T. Rowe Price Associates, Inc. CRD 105496
$2.20T regulatory AUM 83 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-08-24 |
| NC | RA | APPROVED | 2023-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 10/2014 | 09/2016 |
| Franklin Templeton Distributors, Inc. | St Petersburg | FL | 10/2016 | 07/2021 |
| Franklin Distributors, Llc | Matthews | NC | 07/2021 | 06/2023 |
| Legg Mason & Co. Llc | Matthews | NC | 08/2021 | 06/2023 |
| T. Rowe Price | Matthews | NC | 05/2023 | Present |
Axel Springer Schweiz - Newspaper; 1/1/2012; Book Author of Tactical Trend Trading; Non Investment Related; 0 hours spent post publishing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-21 |
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