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Kelly Anderson

Raymond James & Associates, Inc.

Saratoga Springs, NY

St. Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-20
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2019-10-01
  • FL RA
    APPROVED
    Since 2025-11-20
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2019-10-01

Branch Locations

321 Broadway Ave Suite 501, Saratoga Springs, NY 12866 • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P. (Goldman, Sachs Affiliate) /Mercer Allied Latham NY 09/2007 04/2017
Morgan Stanley Morristown NJ 08/2017 07/2019
Retired Queensbury NY 04/2017 08/2017
Unemployed Queensbury NY 07/2019 09/2019
Raymond James & Associates, Inc St. Petersburg FL 09/2019 Present
  • 09/2007 → 04/2017
    The Ayco Company, L.P. (Goldman, Sachs Affiliate) /Mercer Allied
    Latham, NY
  • 08/2017 → 07/2019
    Morgan Stanley
    Morristown, NJ
  • 04/2017 → 08/2017
    Retired
    Queensbury, NY
  • 07/2019 → 09/2019
    Unemployed
    Queensbury, NY
  • 09/2019 → Present
    Raymond James & Associates, Inc
    St. Petersburg, FL
Previous Registrations
  • 2017-08-25 → 2019-07-18
    Morgan Stanley
    Morristown, NJ
  • 2013-04-30 → 2017-04-25
    Goldman Sachs Wealth Services, L.P.
    Latham, NY
  • 2006-07-10 → 2007-08-13
    Hsbc Securities (Usa) Inc.
    Buffalo, NY
    Dunkirk, NY
    Jamestown, NY
    Jamestown, NY
    Jamestown, NY
    Falconer, NY
    Westfield, NY
    Amherst, NY
    Amherst, NY
    Kenmore, NY
    Snyder, NY
    Williamsville, NY
    Tonawanda, NY
    Kenmore, NY
    Williamsville, NY
    Depew, NY
    East Amherst, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Williamsville, NY
    Williamsville, NY
    Cheektowaga, NY
    Depew, NY
    Buffalo, NY
    Lackawanna, NY
    Lackawanna, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    West Seneca, NY
    Cheektowaga, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Hamburg, NY
    Grand Island, NY
    Sanborn, NY
    Youngstown, NY
    Tonawanda, NY
    North Tonawanda, NY
    Angola, NY
    Niagara Falls, NY
    Niagara Falls, NY
    Niagara Falls, NY
    Niagara Falls, NY
    Lewiston, NY
    Lockport, NY
    Lockport, NY
    Middleport, NY
    Wilson, NY
    Barker, NY
    Lockport, NY
    Medina, NY
    Attica, NY
    Hamburg, NY
    East Aurora, NY
    Eden, NY
    Gowanda, NY
    Orchard Park, NY
    Springville, NY
    Orchard Park, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-02
S63 Uniform Securities Agent State Law Examination 1993-10-15
  • S65 Uniform Investment Adviser Law Examination
    1998-12-02
  • S63 Uniform Securities Agent State Law Examination
    1993-10-15
Other Names
  • Kelly Ann Cawley
  • Kelly Ann Anderson
  • Kelly Anderson

View on SEC IAPD

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NYE STREET PARTNERS LLC
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LPL FINANCIAL LLC

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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