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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2008-07-01 |
Branch Locations
3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2005 | Present |
| Northwestern Mutual Investment Services, Llc | Atlanta | GA | 09/2005 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2010 | Present |
1. 100% OWNER OSRS, INC., 3438 PEACHTREE RD NE, ATLANTA, , GEORGIA, 30326, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 3/1/2010, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, SETUP TO PAY EMPLOYEES AND RECEIVE COMPENSATION FROM OUTSIDE INSURANCE PROVIDES. WILL NOT BE USED AS A TOOL FOR MARKETING OR BRANDING. 100% OWNER OF LLC 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 3. TFWM, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/14/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-03 |
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