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Clayton Mcleod Brinson

Northwestern Mutual Investment Services, LLC

Atlanta, GA

CRD 5033159

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-07-01
  • GA RA
    APPROVED
    Since 2008-07-01

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2005 Present
Northwestern Mutual Investment Services, Llc Atlanta GA 09/2005 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2010 Present
  • 09/2005 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2005 → Present
    Atlanta, GA
  • 02/2010 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. 100% OWNER OSRS, INC., 3438 PEACHTREE RD NE, ATLANTA, , GEORGIA, 30326, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 3/1/2010, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, SETUP TO PAY EMPLOYEES AND RECEIVE COMPENSATION FROM OUTSIDE INSURANCE PROVIDES. WILL NOT BE USED AS A TOOL FOR MARKETING OR BRANDING. 100% OWNER OF LLC 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 3. TFWM, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/14/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-03
  • S66 Uniform Combined State Law Examination
    2006-08-03

View on SEC IAPD

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