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Thomas Emil Rosellini

Ubs Financial Services Inc.

Lihue, HI

Houston, TX

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2012-02-22
TX RA APPROVED 2010-12-10
  • HI RA
    APPROVED
    Since 2012-02-22
  • TX RA
    APPROVED
    Since 2010-12-10

Branch Locations

Lihue, HI • United States

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Houston TX 12/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-10
S63 Uniform Securities Agent State Law Examination 2002-12-04
  • S65 Uniform Investment Adviser Law Examination
    2003-03-10
  • S63 Uniform Securities Agent State Law Examination
    2002-12-04
Other Names
  • Emil Rosellini
  • Thomas Rosellini

View on SEC IAPD

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