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Current Employers
Siebert Advisornxt, Llc.

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-01
  • CA RA
    APPROVED
    Since 2019-11-01

Branch Locations

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

9464 Wilshire Blvd, Beverly Hills, CA 90212 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stockcross Boston MA 01/2002 01/2020
Muriel Siebert & Co., Inc. Beverly Hills CA 03/2017 08/2018
Muriel Siebert & Co., Inc. Beverly Hills CA 09/2019 Present
  • 01/2002 → 01/2020
    Stockcross
    Boston, MA
  • 03/2017 → 08/2018
    Muriel Siebert & Co., Inc.
    Beverly Hills, CA
  • 09/2019 → Present
    Muriel Siebert & Co., Inc.
    Beverly Hills, CA
Previous Registrations
  • 2012-12-14 → 2020-01-02
    Stockcross Financial Services, Inc.
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
  • 2018-07-16 → 2018-09-04
    Beverly Hills, CA
    New York, NY
Other Businesses

Name of Business: Siebert AdvisorNxt, LLC Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-11
  • S63 Uniform Securities Agent State Law Examination
    1994-03-11

View on SEC IAPD

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