Nathaniel Fields Burne

Employer firm

Burne Financial Concepts, LLC CRD 293013

$114M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Burne Financial Concepts, Llc

51 Depot Street Suite 105 B, Watertown, CT 06795 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-08
FL	RA	APPROVED	2022-12-08
LA	RA	APPROVED	2022-12-05
CT	RA	APPROVED	2018-07-03

TX RA
APPROVED_RES

Since 2023-08-08
FL RA
APPROVED

Since 2022-12-08
LA RA
APPROVED

Since 2022-12-05
CT RA
APPROVED

Since 2018-07-03

Branch Locations

51 Depot Street Suite 105 B, Watertown, CT 06795 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	02/2008	06/2018
Cambridge Investment Research Advisors Inc	Fairfield	IA	02/2008	06/2018
Burne Financial Concepts, Llc	Watertown	CT	06/2018	Present

02/2008 → 06/2018

Cambridge Investment Research, Inc

Fairfield, IA
02/2008 → 06/2018

Cambridge Investment Research Advisors Inc

Fairfield, IA
06/2018 → Present

Burne Financial Concepts, Llc

Watertown, CT

Previous Registrations

2008-02-29 → 2018-11-13

Cambridge Investment Research Advisors, Inc.

Watertown, CT

Watertown, CT
2004-03-01 → 2004-04-01

A. G. Edwards & Sons, Inc.

Danbury, CT
2000-08-25 → 2004-02-24

Charles Schwab & Co., Inc.

Danbury, CT

Other Businesses

1.) BURNE REALTY LLC 381 NEILL DRIVE WATERTOWN, CT 06795. BEGAN 6/1/2012 AS PARTNER; BURNE REALTY LLC IS AN ENTITY FORMED TO HOLD 2 PIECES OF REAL ESTATE THAT ARE CURRENTLY RENTED OUT. ONE IS A 4 UNIT APARTMENT BUILDING AND THE OTHER IS A UNIT THAT HOLDS MY OFFICE FOR MY INVESTMENT PRACTICE. NOT INVESTMENT RELATED. DEVOTES 5 HRS/MNTH. NONE DURING TRADING. 2.) WATERTOWN VOLUNTEER FIRE DEPARTMENT, 935 MAIN ST, WATERTOWN, CT, 1/2016 AS TREASURER. NIR - 3 HR/MO - 0/TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-29

S63 Uniform Securities Agent State Law Examination

1994-03-29

Designations

Certified Financial Planner

Other Names

Nathaniel F Burne
Nathan Burne

View on SEC IAPD