John David Scala

Current Employers

Employment History

• 10/2009 → 04/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 04/2017 → Present
  Lpl Financial, Llc
  Melville, NY
• 05/2017 → Present
  Gladstone Wealth Partners
  Melville, NY

Previous Registrations

• 2009-10-23 → 2017-05-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  W. Islip, NY
  Deer Park, NY
  East Islip, NY
  Melville, NY
  Melville, NY
  Melville, NY
  Melville, NY
• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Melville, NY
  East Islip, NY
  Deer Park, NY
  Port Jefferson, NY
  W. Islip, NY
  West Islip, NY
• 2002-09-09 → 2004-10-20
  Quick & Reilly, Inc.
  W. Islip, NY

Other Businesses

1) 01/09/2017 - The Choice Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business locations(s) - start: 2/15/2017. 2) 5/10/2017 - Gladstone Institutional Advisory, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 2/15/2017 - 80 Hours Per Month - Time Spent 50% - I provide investment advisory services through Gladstone Institutional Advisory an independent investment advisor firm. I started this business activity in March, 2017. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 06/13/2017 - GLADSTONE INSTITUTIONAL ADVISORY LLC - DBA: (Hybrid) The Choice Group - investment related - At reported business location(s)- Registered Investment Advisor DBA - IAR - start 2/15/2017 - 80 Hours per month - time spent 50% - I provide investment advisory services through Gladstone Institutional Advisory an independent investment advisor firm. I started this business activity in March, 2017. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 8/28/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/17/2017 - 1 Hour Per Month During Securities Trading. 5) 4/2017 - LPL Financial - broker-dealer registered representative - Investment Related - At Reported Business Location(s) - 80 hours a month during securities trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-02
• S63 Uniform Securities Agent State Law Examination
  1993-12-17