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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-15 |
| TX | RA | APPROVED | 2021-12-15 |
Branch Locations
500 N State College Blvd Ste 1100, Orange, CA 92868 • United States
1024 W Foothill Blvd, Upland, CA 91786 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foothill Securities, Inc. | Orange | CA | 01/2009 | 12/2016 |
| Aros Asset Management | Orange | CA | 04/2007 | Present |
| Self-Employed- Insurance | Orange | CA | 01/1993 | Present |
| Self-Employed- Paralegal Services | Orange | CA | 01/1993 | Present |
| Self-Employed- Notary | Orange | CA | 01/1993 | Present |
| Securities America, Inc. | Orange | CA | 12/2016 | 12/2021 |
| Lpl Financial, Llc | Orange | CA | 12/2021 | Present |
1. 09/01/1993 - SHELLY AROS/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ ORANGE, CA 2. 01/01/1998 - SHELLY AROS/ OTHER- CERTIFIED CITADEL ASSOCIATE/ INVESTMENT RELATED/ 1%/ ORANGE, CA 3. 02/01/2000 - AROS ASSET MANAGEMENT INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ ORANGE CA 4. 01/01/1995 - SHELLY AROS/ OTHER - NOTARY/ INVESTMENT RELATED/ 1%/ ORANGE CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-27 |
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