Christopher Ian Smail

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2017-10-26

IN RA
APPROVED

Since 2017-10-26

Branch Locations

Plainfield, IN • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwfs Equities, Inc.	Greenwood Village	CO	03/2016	Present

03/2016 → Present

Gwfs Equities, Inc.

Greenwood Village, CO

Other Businesses

Free-lance musician. It is not investment-related. I work out of my home and at various music-related venues. I perform and record music. I am a singer/guitarist. There is no relationship to other businesses. I have been a free-lance musician for over 25 years. I devote approximately 6-10 hours/month to this business. None of this activity is done during trading hours.//

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-10-14
S63	Uniform Securities Agent State Law Examination	2009-03-10

S65 Uniform Investment Adviser Law Examination

2017-10-14
S63 Uniform Securities Agent State Law Examination

2009-03-10

View on SEC IAPD