Eric Matthew Schwartz

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 10/2024
  Lpl Financial Llc
  Manhattan Beach, CA
• 12/2009 → 10/2024
  Kinecta Financial & Insurance Services, Llc
  Manhattan Beach, CA
• 10/2024 → Present
  Ameriprise Financial Services, Llc
  El Segundo, CA

Previous Registrations

• 2009-12-14 → 2024-10-28
  Lpl Financial Llc
  Manhattan Beach, CA
  Westlake Village, CA
  Lakewood, CA
  El Segundo, CA
• 2009-05-06 → 2009-06-12
  Cuso Financial Services, L.P.
  San Diego, CA
  San Diego, CA

Other Businesses

Outside Employment; KFIS; employee; Kinecta Wealth Management; 2100 Park Place, , El Segundo, CA, 90245; Investment-Related; 12/01/2009; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-27
• S63 Uniform Securities Agent State Law Examination
  1999-07-16