Richard Neil Younts

Current Employers

Employment History

• 02/2016 → Present
  Raymond James Financial Services, Inc.
  Cornelius, NC
• 02/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Cornelius, NC

Previous Registrations

• 2012-08-09 → 2014-11-18
  Southeast Investments, N.C., Inc.
  Charlotte, NC
• 2002-04-18 → 2011-04-20
  Osaic Fs, Inc.
  Charlotte, NC
  Mooresville, NC
  Charlotte, NC

Other Businesses

(1) Name of Business: Lake Norman Baptist Church Address: 7921 Sam Furr Road, Huntersville , NC, 28078, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 10/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have been nominated to serve on the finance committee at Lake Norman Baptist Church as assistant Treasurer. In the absence of the Treasurer I would be able to sign checks for Lake Norman Baptist Church. I have No control over any monies, accounts, checks, access, nor do I contribute/influence the payee or amount. Example would be payroll for staff or vendor. This is all outside my purview and already predetermined by the officers. (2) Name of Business: Lake Norman Financial LLC Address: 18141 W Catawba Ave, Cornelius, NC, 28031, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/04/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner-solicit and sale of fixed life insurance, annuities, disability, and long term care. Company is only used when not offered thru Raymond James Producers Choice. (3) Name of Business: The Sleep Connection LLC Address: 7821 Harbor Master Court, Denver, NC, 28037, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee operations including but not limited to: communications with manufacturer, suppliers, vendors, prospective customers, fulfillment of orders, coordinating delivery and follow up. Please see Additional details below

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-08
• S63 Uniform Securities Agent State Law Examination
  1996-08-06

Other Names

• Rick Younts
• Ricky Younts
• Richard N Younts