Matthew Clay Smith

Current Employers

Employment History

• 02/2003 → 07/2020
  Spc
  Ann Arbor, MI
• 06/2026 → Present
  Lpl Financial, Llc
  Holland, OH
• 02/2002 → 07/2020
  Parkland Securities
  Ann Arbor, MI
• 08/2011 → Present
  S&S Restaurants, Llc
  Sylvania, OH
• 07/2020 → 09/2025
  Avantax Investment Services, Inc.
  Holland, OH
• 07/2020 → 09/2025
  Avantax Advisory Services
  Holland, OH
• 07/2020 → 09/2025
  Avanatx Insurance Agency, Llc
  Holland, OH
• 07/2007 → Present
  Idp Ii, Llc
  Holland, OH
• 01/1997 → 06/2026
  Midland National Life General Agency
  Holland, OH
• 09/2025 → 06/2026
  Cetera Wealth Services, Llc
  Holland, OH
• 09/2025 → 06/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2025-09-05 → 2026-06-15
  Cetera Investment Advisers Llc
  Holland, OH
• 2020-08-03 → 2025-09-05
  Avantax Advisory Services
  Holland, OH
  Dallas, TX
• 2002-02-05 → 2020-08-03
  Spc
  Holland, OH
  Ann Arbor, MI

Other Businesses

1. 6/3/2026 - IDP II, LLC - Real Estate Rental - INV REL - 1 Hour(s)/Month – 0 Hour(s) During Trading - Holland OH 43528 - OBA Start date: 06/18/2007 2. 6/3/2026 - S & S Restaurants LLC - Business Owner - INV REL - 16 Hour(s)/Month – 0 Hour(s) During Trading - Sylvania OH 43560 - OBA Start date: 08/31/2011 3. 6/3/2026 - Matthew Smith - Non-Variable Insurance - INV REL - 5 Hour(s)/Month – 5 Hour(s) During Trading - Holland OH 43528 - OBA Start date: 04/02/1992 4. 06/17/2026 - Spring Meadows Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/15/2026 - 160 hours per month/ 130 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-10-04
• S63 Uniform Securities Agent State Law Examination
  1995-01-30

Other Names

• Matt Smith