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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2012-11-12 |
| TX | RA | APPROVED | 2012-11-12 |
Branch Locations
5465 Utica Ridge Rd., Davenport, IA 52807 • United States
Bettendorf, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 11/2012 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) SPAY & ASSOCIATES, 4007 E 53RD STREET, STE 300, DAVENPORT, IA, OWNER, 01/01/15, NIR, 1/MO- 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/12/2012
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-26 |
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