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Andrew Leith Kronenberg

J.P. Morgan Securities LLC

Tempe, AZ

CRD 2398831

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-04
TX RA APPROVED 2023-04-28
  • AZ RA
    APPROVED
    Since 2023-05-04
  • TX RA
    APPROVED
    Since 2023-04-28

Branch Locations

150 W University Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 05/2000 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 07/2018 04/2023
Unemployed Phoenix AZ 08/2017 06/2018
Bank Of America, N.A. Chandler AZ 07/2018 04/2023
J.P. Morgan Securities Llc Tempe AZ 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-05
  • S66 Uniform Combined State Law Examination
    2018-09-05
Other Names
  • A. Leith Kronenberg
  • Andrew Leith Kronenberg
  • Andrew Kronenberg
  • Andrew L Kronenberg

View on SEC IAPD

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