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Richard Norman Murray

Prime Capital Financial

Overland Park, KS

Clayton, NC

CRD 2398820

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Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-28
  • NC RA
    APPROVED
    Since 2018-11-28

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

410 E Main St., Clayton, NC 27520 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
National Securities Corporation Raleigh NC 04/2015 07/2018
Corinthian Partners, Llc New York NY 08/2018 03/2020
Prime Capital Investment Advisors, Llc Overland Park KS 11/2018 Present
  • 04/2015 → 07/2018
    National Securities Corporation
    Raleigh, NC
  • 08/2018 → 03/2020
    Corinthian Partners, Llc
    New York, NY
  • 11/2018 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Other Businesses

1) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-10
S63 Uniform Securities Agent State Law Examination 1993-10-19
  • S65 Uniform Investment Adviser Law Examination
    2018-10-10
  • S63 Uniform Securities Agent State Law Examination
    1993-10-19
Other Names
  • Rich Murray
  • Richard Norman Murray

View on SEC IAPD

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