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Current Employers
Three Cord True Wealth Management, Llc

535 Third Street, Beaver, PA 15009 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-09-15
  • PA RA
    APPROVED
    Since 2020-09-15

Branch Locations

535 Third Street, Beaver, PA 15009 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-01-27
  • PA RA
    APPROVED
    Since 2014-01-27

Branch Locations

535 Third Street, Beaver, PA 15009-2228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Pittsburgh PA 01/2014 Present
Three Cord True Wealth Management, Llc Beaver PA 09/2020 Present
Previous Registrations
Other Businesses

1. 1/28/2014 - BUSINESS FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - Time Spent 5% - Life, pension plans, LTC, disability, health. 2. 9/30/2020 - Three Cord True Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/25/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Three Cord True Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 9/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/6/2020 - Three Cord True Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/28/2020 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-11
S63 Uniform Securities Agent State Law Examination 1993-09-09
  • S65 Uniform Investment Adviser Law Examination
    1999-05-11
  • S63 Uniform Securities Agent State Law Examination
    1993-09-09

View on SEC IAPD

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