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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-10 |
Branch Locations
2310 E. Ponderosa Dr, Ste 2, Camarillo, CA 93010-4747 • United States
2310 E. Ponderosa Dr, Ste 2, Camarillo, CA 93010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Camarillo | CA | 08/2002 | Present |
| Coyne Wealth Management | Camarillo | CA | 04/2015 | Present |
| Householder Group Estate & Retirement Specialists | Camarillo | CA | 09/2015 | Present |
(1) 07/12/2011- NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - Rental Income from office sharing. The lease for the office is in my name and Steve Behunin subleases from me - 1% TIME SPENT. (2) 04/09/2015 - COYNE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION - Financial Advisory through LPL Financial - OBA START 4/15/2015 - 150 HRS PER MONTH/120 HRS DURING TRADING. (3) 3/26/2018 - Coyne Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 04/01/2015 - 150 Hours Per Month/100 Hours During Securities Trading. (4) 5/14/2018 - HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS - Investment Related - At Reported Business Locations(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/11/2015 - 160 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Householder Group Estate & Retirement Specialists, an independent investment advisor firm. I started this business activity in 09/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-10-19 |
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