Brian Lee Heithoff

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Mariner Wealth Advisors
  Overland Park, KS
• 10/2014 → Present
  Msec, Llc
  Overland Park, KS

Previous Registrations

• 2014-11-17 → 2015-12-31
  Montage Investments, Llc
  Leawood, KS
• 2013-08-09 → 2014-12-10
  Fwm Legacy, Llc
  Leawood, KS
• 2003-07-23 → 2013-06-24
  Securities America Advisors, Inc.
  St. Louis Park, MN
  Overland Park, KS

Other Businesses

MSEC, LLC, 5700 W. 112TH ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; PRACTICE MANAGEMENT CONSULTANT; 40 HRS/WK DURING SECURITIES HOURS. MARINER WEALTH ADVISORS, 5700 W. 112TH ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; WEALTH ADVISOR; 40 HRS/WK DURING SECURITIES HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-17
• S63 Uniform Securities Agent State Law Examination
  1993-09-27

Designations

• Certified Financial Planner