Steven Rocco Colli

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
NJ	RA	APPROVED	2011-12-06

TX RA
APPROVED_RES

Since 2020-04-15
NJ RA
APPROVED

Since 2011-12-06

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Morristown	NJ	12/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

12/2011 → Present

Morgan Stanley

Morristown, NJ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-06-14 → 2011-12-08

Wells Fargo Clearing Services, Llc

Highland Park, NJ

Oakhurst, NJ

Oakhurst, NJ
2004-10-20 → 2007-05-15

Banc Of America Investment Services, Inc.

Springfield, NJ

Springfield, NJ
2002-10-11 → 2004-10-20

Quick & Reilly, Inc.

Springfield, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-12-05
S63	Uniform Securities Agent State Law Examination	1993-10-27

S65 Uniform Investment Adviser Law Examination

2001-12-05
S63 Uniform Securities Agent State Law Examination

1993-10-27

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews