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Thomas Michael Morano

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-04-30
TX RA APPROVED 2022-04-30
  • PA RA
    APPROVED
    Since 2022-04-30
  • TX RA
    APPROVED
    Since 2022-04-30

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 10/1998 Present
Vanguard Marketing Corporation Malvern PA 10/1998 Present
Vanguard Advisers, Inc. Malvern PA 04/2022 Present
  • 10/1998 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 10/1998 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 04/2022 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-29
S63 Uniform Securities Agent State Law Examination 1999-10-22
  • S66 Uniform Combined State Law Examination
    2022-04-29
  • S63 Uniform Securities Agent State Law Examination
    1999-10-22

View on SEC IAPD

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