Suzanne D Fickle

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 04/2017
  Kestra Advisor Services (Favia Group)
  Austin, TX
• 05/2017 → 08/2017
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2017 → 08/2017
  Principal Resource Group
  Glen Ellyn, IL
• 12/2017 → 10/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 10/2017 → 11/2017
  Northwest Community Healthcare
  Arlington Heights, IL
• 02/2018 → 10/2021
  Bank Of America, N.A.
  Rolling Meadows, IL
• 10/2021 → 09/2023
  E*Trade Securities Llc
  Chicago, IL
• 10/2021 → 09/2023
  E*Trade Capital Management Llc
  Chicago, IL
• 01/2023 → 04/2024
  Morgan Stanley
  Chicago, IL
• 09/2023 → 04/2024
  Morgan Stanley
  Chicago, IL
• 09/2023 → 04/2024
  Morgan Stanley
  Chicago, IL
• 03/2026 → Present
  Transamerica Investors Securities, Llc
  Wheaton, IL
• 03/2026 → Present
  Transamerica Life Insurance Company
  Wheaton, IL
• 05/2024 → 02/2026
  Self Employed
  Wheaton, IL

Previous Registrations

• 2023-09-05 → 2024-04-18
  Morgan Stanley
  Chicago, IL
  Chicago, IL
• 2021-10-28 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Chicago, IL
• 2018-01-24 → 2021-10-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Lisle, IL
  Lisle, IL
  Chicago, IL
  Chicago, IL
  Lisle, IL
  Lisle, IL

Exams

• S66 Uniform Combined State Law Examination
  2018-01-23
• S63 Uniform Securities Agent State Law Examination
  1993-12-29

Other Names

• Suzanne Hackman Deangelis
• Suzanne Deangelis Fickle
• Suzanne Fickle