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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-10-01 |
Branch Locations
8075 Washington Village Dr Ste 123, Dayton, OH 45458 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2014 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2014 | Present |
1) FINANCIAL DIRECTIONS INC 5256 SPRINGBORO PK, DAYTON OH, 11/1999 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 6/TRADING. 2) BK SCHULTZ CONSULTING, 989 CHUKKA DRIVE, DAYTON, OH 45458 ; BEGAN 01/14/2014 ; AS PRESIDENT/ASSOCIATE ; INVESTMENT RELATED ; DEVOTES 30 HRS/WK ; 24 DURING TRADING HOURS/ 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) INDEPENDENT INSURANCE AGENT, 5256 SPRINGBORO PK, DAYTON OH, 7/1993 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 6/TRADING. 5) BRIAN K SCHULTZ, 989 CHUKKA DR CENTERVILLE OH 45458, 11/2023, OWNER, FUR HARVESTING, NIR, 6 HR/MO 0 HR/MO TRADING 6) FINANCIAL DIRECTIONS, INC., 8075 Washington Village Dr, Dayton OH 45458, 11/1999, President, Insurance/Benefits/Human Resources, INV REL, 40 HR/MO, 24 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-14 |
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