Connie Lynn Gregory

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 09/2023
  Cetera Investment Services Llc
  St. Cloud, MN
• 03/2016 → 08/2019
  Cuso Financial Services, Lp
  San Diego, CA
• 08/2019 → 09/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2019 → 09/2023
  Cetera Advisors Llc
  Denver, CA
• 08/2019 → 09/2023
  Cetera Financial Specialists
  Schaumburg, IL
• 08/2019 → 09/2023
  Cetera Investment Advisers Llc
  St. Cloud, MN
• 10/2023 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Previous Registrations

• 2019-10-10 → 2023-09-28
  Cetera Investment Advisers Llc
  El Segundo, CA
• 2016-03-15 → 2019-08-15
  Cuso Financial Services, L.P.
  Thousand Oaks, CA
  San Diego, CA
• 2016-04-20 → 2019-08-15
  Sorrento Pacific Financial, Llc
  San Diego, CA
• 2015-11-23 → 2016-03-09
  Invest Financial Corporation
  Appleton, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-23
• S63 Uniform Securities Agent State Law Examination
  1994-03-28

Other Names

• Connie Lynn Gilbert