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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-03-26
TX RA APPROVED_RES 2013-03-22
  • FL RA
    APPROVED
    Since 2013-03-26
  • TX RA
    APPROVED_RES
    Since 2013-03-22

Branch Locations

350 E Las Olas Blvd Ste 1700, Ft Lauderdale, FL 33301 • United States

Ft Lauderdale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plantation FL 03/2013 03/2020
Ameriprise Financial Services, Llc Ft Lauderdale FL 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-21
S63 Uniform Securities Agent State Law Examination 1993-11-19
  • S65 Uniform Investment Adviser Law Examination
    1993-12-21
  • S63 Uniform Securities Agent State Law Examination
    1993-11-19
Other Names
  • Edward M Hickey

View on SEC IAPD

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