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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-28 |
| NY | RA | APPROVED | 2025-02-07 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Roslyn | NY | 01/2012 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | East Hills | NY | 07/2016 | Present |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | Present |
(1) Name: Thomas A. Bishop Inv Rel: Y Add: 2200 Northern Blvd, East Hills NY 11548 Nature: Outside Insurance Sales Position: Independent Agent Start Date: 04/01/2023 No Hrs/Mo: 2 No/Hrs Mo dur trading: 1 Describe Duties: Life(term/universal/whole), Disability, Long-term care, Fixed annuities and Health. (2) Name: TABard Enterprises, LLC Inv Rel: N Add: Residential Address Nature: Owner of LLC used for retail sales Position: Owner/Founder Start Date: 08/26/2025 No Hrs/Mo: 2 No/ Hrs Mo dur trading: 0 Describe Duties: Design t-shirts and market them and market footwear.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-01 |
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