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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2009-03-05
  • MS RA
    APPROVED
    Since 2009-03-05

Branch Locations

20 Glenwood Dr, Columbus, MS 39705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amsouth Investment Services, Inc. Starkville MS 02/2004 Present
Morgan Keegan & Company, Inc. Starkville MS 02/2007 Present
Morgan Keegan & Company, Inc. Starkville MS 02/2007 Present
Wells Fargo Advisors Llc Starkville MS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Starkville MS 11/2016 Present
  • 02/2004 → Present
    Amsouth Investment Services, Inc.
    Starkville, MS
  • 02/2007 → Present
    Morgan Keegan & Company, Inc.
    Starkville, MS
  • 02/2007 → Present
    Morgan Keegan & Company, Inc.
    Starkville, MS
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Starkville, MS
  • 11/2016 → Present
    Starkville, MS
Previous Registrations
  • 2007-02-13 → 2009-03-12
    Morgan Keegan & Company, Llc
    Starkville, MS
    Jackson, MS
  • 2004-03-30 → 2007-02-13
    Amsouth Investment Management Company Llc
    Starkville, MS
  • 2003-05-09 → 2004-02-03
    Columbus, MS
Other Businesses

ULTIMATE TAN - IT IS A TANNING SALON,IT IS NOT INVESTMENT RELATED,I AM THE OWNER. I BOUGHT IT 12/29/2008. I WILL BE PUTTING LITTLE OR NO TIME IN IT. THE BUSINESS IS BEING RUN BY MY WIFE AND PART TIME HELP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-17
S63 Uniform Securities Agent State Law Examination 1993-11-12
  • S65 Uniform Investment Adviser Law Examination
    1999-11-17
  • S63 Uniform Securities Agent State Law Examination
    1993-11-12

View on SEC IAPD

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