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Current Employers
Compass Ion Advisors, Llc

300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-06
PA RA APPROVED 2013-11-22
  • TX RA
    APPROVED_RES
    Since 2014-05-06
  • PA RA
    APPROVED
    Since 2013-11-22

Branch Locations

300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States

Malvern, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Apw Capital, Inc. (Formerly Camas) Rockaway NJ 12/2008 01/2023
Compass Ion Advisors, Llc Conshohocken PA 12/2008 Present
Keel Point Capital Llc Huntsville AL 01/2023 Present
  • 12/2008 → 01/2023
    Apw Capital, Inc. (Formerly Camas)
    Rockaway, NJ
  • 12/2008 → Present
    Conshohocken, PA
  • 01/2023 → Present
    Keel Point Capital Llc
    Huntsville, AL
Previous Registrations
  • 2008-12-02 → 2014-01-29
    Totowa, NJ
  • 2009-01-07 → 2009-12-05
    Ege Advisors, Ltd.
    King Of Prussia, PA
  • 2006-05-11 → 2008-12-31
    Ege Advisors, Ltd.
    King Of Prussia, PA
Other Businesses

(1.) NAME OF OBA: EASTERN UNIVERSITY; ADDRESS OF OBA: ST. DAVIDS, PA; NATURE: TRUSTEE; INVESTMENT RELATED: NO; TITLE WITH OBA: TRUSTEE AND CHAPLAIN; DUTIES: SERVE AS TRUSTEE FOR MY ALMA MATER. SERVE AS SPIRITUAL CARE FOR THE SOCCER TEAM; START DATE: 05/01/2017 (TRUSTEE) AND 08/2022 (CHAPLAIN); APPROX. NUMBER OF HOURS/MONTH: 3-6; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: TIMOTHY FOUNDATION; ADDRESS OF OBA: BERWYN, PA 19312; NATURE: MENTORSHIP / RELIGIOUS ORGANIZATION; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD MEMBER; DUTIES: ATTEND FOUR MEETINGS A YEAR, AD HOC CALLS AND OVERSIGHT; START DATE: 12/31/2021; APPROX. NUMBER OF HOURS/MONTH: 5-10: APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-01-12
S65 Uniform Investment Adviser Law Examination 2006-05-10
  • S63 Uniform Securities Agent State Law Examination
    2007-01-12
  • S65 Uniform Investment Adviser Law Examination
    2006-05-10

View on SEC IAPD

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