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300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-05-06 |
| PA | RA | APPROVED | 2013-11-22 |
Branch Locations
300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States
Malvern, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apw Capital, Inc. (Formerly Camas) | Rockaway | NJ | 12/2008 | 01/2023 |
| Compass Ion Advisors, Llc | Conshohocken | PA | 12/2008 | Present |
| Keel Point Capital Llc | Huntsville | AL | 01/2023 | Present |
(1.) NAME OF OBA: EASTERN UNIVERSITY; ADDRESS OF OBA: ST. DAVIDS, PA; NATURE: TRUSTEE; INVESTMENT RELATED: NO; TITLE WITH OBA: TRUSTEE AND CHAPLAIN; DUTIES: SERVE AS TRUSTEE FOR MY ALMA MATER. SERVE AS SPIRITUAL CARE FOR THE SOCCER TEAM; START DATE: 05/01/2017 (TRUSTEE) AND 08/2022 (CHAPLAIN); APPROX. NUMBER OF HOURS/MONTH: 3-6; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: TIMOTHY FOUNDATION; ADDRESS OF OBA: BERWYN, PA 19312; NATURE: MENTORSHIP / RELIGIOUS ORGANIZATION; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD MEMBER; DUTIES: ATTEND FOUR MEETINGS A YEAR, AD HOC CALLS AND OVERSIGHT; START DATE: 12/31/2021; APPROX. NUMBER OF HOURS/MONTH: 5-10: APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-01-12 |
| S65 | Uniform Investment Adviser Law Examination | 2006-05-10 |
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