David Alan Elias

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-12
OK	RA	APPROVED	2009-06-01
TN	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2014-02-12
OK RA
APPROVED

Since 2009-06-01
TN RA
APPROVED

Since 2009-06-01

Branch Locations

Landmark Center 1111 North Shore Dr Ste N-160, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Knoxville	TN	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Knoxville, TN

Previous Registrations

2003-01-10 → 2009-06-01

Citigroup Global Markets Inc.

Knoxville, TN

Other Businesses

1. Elias Development LLC; Investment related; software development; Investor (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0; After business hours: 1; sole owner

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-10-11
S63	Uniform Securities Agent State Law Examination	1993-10-08

S65 Uniform Investment Adviser Law Examination

1993-10-11
S63 Uniform Securities Agent State Law Examination

1993-10-08

View on SEC IAPD