Mark Erik Erikson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-01-16
NJ	RA	APPROVED	2005-01-01

TX RA
APPROVED_RES

Since 2009-01-16
NJ RA
APPROVED

Since 2005-01-01

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bridgewater	NJ	03/1992	Present
Bank Of America, N.A.	Bridgewater	NJ	08/2016	Present

03/1992 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ
08/2016 → Present

Bank Of America, N.A.

Bridgewater, NJ

Other Businesses

I*75585 FOR-PROFIT ORGANIZATION: POA INVESTMENT RELATED: N ADDRESS: SOMERSET, NEW JERSEY 8873 NATURE OF BUSINESS: POA POSITION: FIDUCIARY START DATE OF RELATIONSHIP: 9/11/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: POA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-12-22
S63	Uniform Securities Agent State Law Examination	1993-10-02

S65 Uniform Investment Adviser Law Examination

2004-12-22
S63 Uniform Securities Agent State Law Examination

1993-10-02

Other Names

Mark E Erickson

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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