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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-22
NJ RA APPROVED 2025-02-25
TX RA APPROVED_RES 2025-02-21
  • FL RA
    APPROVED
    Since 2026-04-22
  • NJ RA
    APPROVED
    Since 2025-02-25
  • TX RA
    APPROVED_RES
    Since 2025-02-21

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Delray Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Csi Group Wall NJ 10/2022 Present
Remax Select Realty Westfield NJ 10/2021 10/2022
Fox And Foxx Realty Edison NJ 01/2020 10/2021
Redfin Real Estate Asbury Park NJ 10/2017 01/2020
My Greener Dry Cleaner Marlboro NJ 02/2012 10/2017
Lpl Financial Wall NJ 02/2025 Present
  • 10/2022 → Present
    Csi Group
    Wall, NJ
  • 10/2021 → 10/2022
    Remax Select Realty
    Westfield, NJ
  • 01/2020 → 10/2021
    Fox And Foxx Realty
    Edison, NJ
  • 10/2017 → 01/2020
    Redfin Real Estate
    Asbury Park, NJ
  • 02/2012 → 10/2017
    My Greener Dry Cleaner
    Marlboro, NJ
  • 02/2025 → Present
    Lpl Financial
    Wall, NJ
Other Businesses

1. 01/31/2025- Victor Joseph- Real Estate Broker- South Ambooy NJ 08879- Inv Rel- 10 Hrs Per Mnth- Start Date 10/01/2018 2. 01/31/2025- Notary- NJ 08879- Inv Rel- Start Date 08/05/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-02
  • S65 Uniform Investment Adviser Law Examination
    2024-12-02

View on SEC IAPD

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