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Louis Scott Mitchell

LPl Financial LLC

Dade City, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-02
  • FL RA
    APPROVED
    Since 2019-04-02

Branch Locations

29300 Indian Pond Ct., Dade City, FL 33523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Tampa FL 10/2011 04/2019
Lpl Financial Llc Land O'LAkes FL 04/2019 Present
Previous Registrations
Other Businesses

1)4/1/19- LSM Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Land O'Lakes, FL - 160 hrs/mth- 90% 2)4/1/19- Liberty Bankers- Non-Variable Insurance- Fixed annuity, life insurance- Inv. Related- Brownwood, TX - 4hrs/mth - 5% 3) 7/15/2020 - Equitable Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Sales Representative - Started 02/28/2020 - 3 Hours Per Month During Securities Trading. 4) 2/17/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 11/01/2022 - 60 Hours Per Month/3 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-01-28
S65 Uniform Investment Adviser Law Examination 2006-06-14
  • S63 Uniform Securities Agent State Law Examination
    2009-01-28
  • S65 Uniform Investment Adviser Law Examination
    2006-06-14
Other Names
  • Scott Mitchell

View on SEC IAPD

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