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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Tampa | FL | 10/2011 | 04/2019 |
| Lpl Financial Llc | Land O'LAkes | FL | 04/2019 | Present |
1)4/1/19- LSM Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Land O'Lakes, FL - 160 hrs/mth- 90% 2)4/1/19- Liberty Bankers- Non-Variable Insurance- Fixed annuity, life insurance- Inv. Related- Brownwood, TX - 4hrs/mth - 5% 3) 7/15/2020 - Equitable Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Sales Representative - Started 02/28/2020 - 3 Hours Per Month During Securities Trading. 4) 2/17/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 11/01/2022 - 60 Hours Per Month/3 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 2006-06-14 |
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