Richard K Breen

Current Employers

Employment History

• 04/2001 → Present
  Bankers Life & Casualty, Inc
  Charlotte, NC
• 05/2016 → Present
  Bankers Life Securities, Inc.
  Charlotte, NC
• 07/2016 → Present
  Bankers Life Advisory Services, Inc
  Charlotte, NC

Previous Registrations

• 2013-10-01 → 2016-05-27
  Concourse Financial Group Securities, Inc.
  Charlotte, NC
  Birmingham, AL
  Charlotte, NC
  Birmingham, AL

Other Businesses

BANKERS LIFE & CASUALTY, INC POSITION: UNIT SALES MANAGER NATURE: NON VARIABLE INSURANCE INVESTMENT RELATED: NO HOURS: 20 INVESTMENT RELATED HOURS: 15 START DATE: 01/01/2004 ADDRESS: 10706 SIKES PLACE, SUITE 300, CHARLOTTE, NC 28277 DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. RENTAL PROPERTY OWNER POSITION: OWNER NATURE: CONDO RENTAL INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 05/20/2009 ADDRESS: 405 W 7TH ST, CHARLOTTE NC 28202 DESCRIPTION: 1/3 OWNER OF A RENTAL PROPERTY. INVOLVED IN MINIMAL INTERACTION WITH THE TENANTS. CENTRAL PSYCH PROPERTIES, LLC POSITION: general partner NATURE: Central Psych Properties, LLC owns a rental property that has one tenant (Central Psych Charlotte). I am a passive investor in CPP, LLC. I have no management duties. My ownership % is 25%. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2021 ADDRESS: 1816 e. 7th st, charlotte NC 28204, United States DESCRIPTION: passive investor in real estate as a partner in Central Psych Properties LLC. This LLC owns a rental property that I do not personally manage. FULL SEND PROPERTIES, LLC POSITION: general partner NATURE: the LLC was created and registered to transfer rental property into, for the purpose of reducing personal liability associated with tenants, etc. No properties have been placed into this LLC however as of the date of this attestation, 3/30/21. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2020 ADDRESS: 2700 High Ridge Rd, Charlotte NC 28270, United States DESCRIPTION: the LLC was filed so that it could be used in the future to transfer rental property into (for liability mitigation) but does not currently own any properties as of the time of this attestation 3/30/21. RENTAL PROPERTIES POSITION: passive investor NATURE: rental property owner, passive real estate investor INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: various properties, charlotte and other cities NC 28202, United States DESCRIPTION: passive investor in real estate. not an active business, requires very minimal time each month.

Exams

• S66 Uniform Combined State Law Examination
  2013-09-28
• S63 Uniform Securities Agent State Law Examination
  2006-07-14

Other Names

• Richard Kevin Breen