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Ronald Harry Rakoover

Wells Fargo Clearing Services, LLC

Austin, TX

Austin, TX

CRD 2396496

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-05-15
  • TX RA
    APPROVED
    Since 2009-05-15

Branch Locations

9442 N Capital Of Texas Hwy N Ste 700 Arboretum Plaza One, Austin, TX 78759 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Austin TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 Present
Previous Registrations
Other Businesses

1) KELEV PROPERTIES, LLC, INV RELATED, AUSTIN, TX, 75% OWNERSHIP, START 4/13/2011, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, PAYING BILLS AND TENANT LEASING FOR COMMERCIAL RENTAL PROPERTY. 2) TTEE FOR SISTER, INV RELATED,AUSTIN, TX, START: 7/2013, 1 HOUR PER MONTH. 3) TTEE FOR SELF, INV RELATED,AUSTIN, TX, START: 7/2013, 1 HOUR PER MONTH. 4) BAGDAD PROPERTIES, INV. RELATED, 80% OWNERSHIP, AUSTIN, TX. START 8/23/2017, 6 HOURS PER, ZERO HOURS DURING TRADING, COMMERCIAL RENTAL PROPERTY PAY BILLS MANAGE TENANTS AND COLLECTING RENT. 5) EXECUTOR FOR MOTHER; INV RELATED; AUSTIN, TX; START: 1/15/18; 3 HRS/MO; 0 DURING TRADING. 6) COMMERCIAL RENTAL PROPERTY, INV RELATED, ROUND ROCK, TX, 75% OWNERSHIP, START 4/20/2011, 4 HOURS PER MONTH, ZERO DURING TRADING, MAINTAIN FINANCIAL RECORDS AND COLLECT RENT. 7) COMMERCIAL RENTAL PROPERTY, INV RELATED, ROUND ROCK, TX, 80% OWNERSHIP, START 8/23/2017, 6 HOURS PER MONTH, ZERO DURING TRADING, ACCOUNTING PAY BILLS AND APPROVING TENANTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-04
S65 Uniform Investment Adviser Law Examination 1993-11-04
  • S63 Uniform Securities Agent State Law Examination
    1993-11-04
  • S65 Uniform Investment Adviser Law Examination
    1993-11-04
Other Names
  • Ronnie Rakoover
  • Ron Rakoover
  • Ronald Harry Rakoover

View on SEC IAPD

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