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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-05-15 |
Branch Locations
9442 N Capital Of Texas Hwy N Ste 700 Arboretum Plaza One, Austin, TX 78759 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | Present |
1) KELEV PROPERTIES, LLC, INV RELATED, AUSTIN, TX, 75% OWNERSHIP, START 4/13/2011, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, PAYING BILLS AND TENANT LEASING FOR COMMERCIAL RENTAL PROPERTY. 2) TTEE FOR SISTER, INV RELATED,AUSTIN, TX, START: 7/2013, 1 HOUR PER MONTH. 3) TTEE FOR SELF, INV RELATED,AUSTIN, TX, START: 7/2013, 1 HOUR PER MONTH. 4) BAGDAD PROPERTIES, INV. RELATED, 80% OWNERSHIP, AUSTIN, TX. START 8/23/2017, 6 HOURS PER, ZERO HOURS DURING TRADING, COMMERCIAL RENTAL PROPERTY PAY BILLS MANAGE TENANTS AND COLLECTING RENT. 5) EXECUTOR FOR MOTHER; INV RELATED; AUSTIN, TX; START: 1/15/18; 3 HRS/MO; 0 DURING TRADING. 6) COMMERCIAL RENTAL PROPERTY, INV RELATED, ROUND ROCK, TX, 75% OWNERSHIP, START 4/20/2011, 4 HOURS PER MONTH, ZERO DURING TRADING, MAINTAIN FINANCIAL RECORDS AND COLLECT RENT. 7) COMMERCIAL RENTAL PROPERTY, INV RELATED, ROUND ROCK, TX, 80% OWNERSHIP, START 8/23/2017, 6 HOURS PER MONTH, ZERO DURING TRADING, ACCOUNTING PAY BILLS AND APPROVING TENANTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-11-04 |
| S65 | Uniform Investment Adviser Law Examination | 1993-11-04 |
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