Kevin Michael Roe

Current Employers

Employment History

• 01/2003 → Present
  Roe Equity Research Llc
  Dorset, VT
• 11/2021 → Present
  Newport Global Advisors Lp
  The Woodlands, TX

Previous Registrations

• 2003-07-11 → 2019-12-31
  Roe Equity Research Llc
  Dorset, VT

Other Businesses

Name: Roe Equity Research, LLC Position: Sole Proprietor - President and Managing Member Location: Dorset, Vermont Initial Date of Association: May 2003 Hours Devoted per Day During Business Hours: Approx. half of working hours Title/Duties: Senior Investment Analyst - Public Equites Roe Equity Research, LLC is an independent investment research firm providing unbiased conflict-free investment research on publicly-traded companies in the telecom/cable/satellite sector. The firm provides investment research services exclusively to select major institutional investors that invest in publicly-traded equities. The firm has no investment banking or trading businesses, and has no other business activities except the provision of independent investment research services. The firm does not custody, transact, or manage any client money, securities, funds or accounts. The firm does not have any discretion over client transactions or accounts in any way. Roe Equity Research, LLC was founded in 2003 by Kevin M. Roe who is a senior analyst and sole managing member.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-16
• S63 Uniform Securities Agent State Law Examination
  1995-04-05

Other Names

• Kevin Michael Roe