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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-02-17
OK RA APPROVED 2023-01-03
  • NM RA
    APPROVED
    Since 2023-02-17
  • OK RA
    APPROVED
    Since 2023-01-03

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

11212 N. May Ave. Suite #310, Oklahoma City, OK 73120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Securities, L.L.C. Nichols Hills OK 11/2014 03/2022
Lasalle St. Securities, L.L.C. Oklahoma City OK 03/2022 Present
  • 11/2014 → 03/2022
    Lasalle St. Securities, L.L.C.
    Nichols Hills, OK
  • 03/2022 → Present
    Lasalle St. Securities, L.L.C.
    Oklahoma City, OK
Previous Registrations
  • 2011-03-08 → 2012-12-31
    Oklahoma City, OK
    San Diego, CA
    Oklahoma City, OK
  • 2004-10-01 → 2011-03-15
    Oklahoma City, OK
    Norman, OK
    Oklahoma City, OK
  • 1994-04-01 → 2004-10-06
    Morgan Stanley Dw Inc.
    Oklahoma Cty, OK
Other Businesses

(1) 01/31/2011: SWISHER FINANCIAL SERVICES - DBA FOR LASALLE BUSINESS - INV REL - 11212 N. May Ave Suite 210 Oklahoma City, OK 73120 (2) 04/12/2013: SWISHER FINANCIAL SERVICES LLC - INV REL - 11212 N. May Ave Suite 210 Oklahoma City, OK 73120 - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - SERVICING AND SELLING LIFE INSURANCE AND FIXED ANNUITY POLICIES THAT LASALLE DOES NOT HAVE AN AGREEMENT WITH. (3) 09/10/2014: SWISHER FAMILY LLC - 3441 HICKORY STICK ROAD, OKLAHOMA CITY, OK 73120 - FAMILY PARTNESHIP - START 08/04/1999 - NO TIME SPENT - FAMILY PARTNESHIP W/ FIVE OTHER SIBLINGS. (4) 09/10/2014: SWISHER INVESTMENTS LLC - 3441 HICKORY STICK ROAD, OKLAHOMA CITY, OK 73120 - OTHER - START 08/09/2002 - NO TIME SPENT - 44% MINORITY PARTNER IS OWNED BY SWISHER FAMILY LLC (5) 09/10/2014: DEER CREEK DEVELOPMENT LLC - 3441 HICKORY STICK ROAD, OKLAHOMA CITY, OK 73120 - OTHER - START 10/28/2003 - MINORITY PARTNER IS FAMILY LLC FOR REAL ESTATE DEVELOPMENT (6) Sheffield Waveland LLC- Running Health Insurance for the family (7) Co-Trustee with Thane Swisher on Kyle and Michele Swisher Family Trust 8) Medicare Consulting Group- with wife and sister in law helping 65 year olds navigate the Medicare system.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-05
S63 Uniform Securities Agent State Law Examination 1993-09-23
  • S65 Uniform Investment Adviser Law Examination
    2022-12-05
  • S63 Uniform Securities Agent State Law Examination
    1993-09-23
Designations

View on SEC IAPD

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