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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-02-17 |
| OK | RA | APPROVED | 2023-01-03 |
Branch Locations
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
11212 N. May Ave. Suite #310, Oklahoma City, OK 73120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lasalle St. Securities, L.L.C. | Nichols Hills | OK | 11/2014 | 03/2022 |
| Lasalle St. Securities, L.L.C. | Oklahoma City | OK | 03/2022 | Present |
(1) 01/31/2011: SWISHER FINANCIAL SERVICES - DBA FOR LASALLE BUSINESS - INV REL - 11212 N. May Ave Suite 210 Oklahoma City, OK 73120 (2) 04/12/2013: SWISHER FINANCIAL SERVICES LLC - INV REL - 11212 N. May Ave Suite 210 Oklahoma City, OK 73120 - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - SERVICING AND SELLING LIFE INSURANCE AND FIXED ANNUITY POLICIES THAT LASALLE DOES NOT HAVE AN AGREEMENT WITH. (3) 09/10/2014: SWISHER FAMILY LLC - 3441 HICKORY STICK ROAD, OKLAHOMA CITY, OK 73120 - FAMILY PARTNESHIP - START 08/04/1999 - NO TIME SPENT - FAMILY PARTNESHIP W/ FIVE OTHER SIBLINGS. (4) 09/10/2014: SWISHER INVESTMENTS LLC - 3441 HICKORY STICK ROAD, OKLAHOMA CITY, OK 73120 - OTHER - START 08/09/2002 - NO TIME SPENT - 44% MINORITY PARTNER IS OWNED BY SWISHER FAMILY LLC (5) 09/10/2014: DEER CREEK DEVELOPMENT LLC - 3441 HICKORY STICK ROAD, OKLAHOMA CITY, OK 73120 - OTHER - START 10/28/2003 - MINORITY PARTNER IS FAMILY LLC FOR REAL ESTATE DEVELOPMENT (6) Sheffield Waveland LLC- Running Health Insurance for the family (7) Co-Trustee with Thane Swisher on Kyle and Michele Swisher Family Trust 8) Medicare Consulting Group- with wife and sister in law helping 65 year olds navigate the Medicare system.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-23 |
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