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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-07-27
  • MI RA
    APPROVED
    Since 2016-07-27

Branch Locations

5242 Plainfield Ave, Suite D, Grand Rapids, MI 49525 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Services Group Grand Rapids MI 02/2010 Present
Lpl Financial, Llc Grand Rapids MI 06/2016 Present
Private Advisor Group, Llc Morristown NJ 07/2016 Present
  • 02/2010 → Present
    Investment Services Group
    Grand Rapids, MI
  • 06/2016 → Present
    Lpl Financial, Llc
    Grand Rapids, MI
  • 07/2016 → Present
    Morristown, NJ
Previous Registrations
  • 2010-10-21 → 2016-07-22
    Vsr Financial Services, Inc.
    Lawrence, KS
    Grand Rapids, MI
    Overland Park, KS
Other Businesses

(1) 07/22/2016: Matthew Brown - Non-Variable Insurance - INV REL - At Reported Business Location(s) - Started 02/25/1997 - Life and fixed annuities - 8 Hr/Mo; 1 Hour During Securities Trading; 1% Time Spent (2) 07/22/2016: Investment Services Group - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Started 10/01/1997 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent (3) 08/02/2016: Private Advisor Group, LLC - Registered Investment Advisor - DBA: (Hybrid) Private advisor group - INV REL - 65 Madison Avenue, Suite 300 Morristown, NJ 07960 - Started 05/01/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent. (4) 12/13/2016: Glenwood 918 - Investment Related - 3333 Grand Ridge - Business Entity For Tax/Investment Purposes Only - Started 11/22/2016 - 1 Hour Per Month/0 Hours During Securities Trading. (5) 04/27/2017-Private Advisor Group: DBA (Hybrid) Investment services group- investment related- At reported business location(s) -Registered Investment Advisor DBA- start 07/22/2016-Hours per month 80/ Hours during trading 80-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 9/23/2021 - ISG - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-11
S63 Uniform Securities Agent State Law Examination 1993-09-28
  • S66 Uniform Combined State Law Examination
    2010-10-11
  • S63 Uniform Securities Agent State Law Examination
    1993-09-28
Other Names
  • Mike Brown

View on SEC IAPD

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