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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-07-27 |
Branch Locations
5242 Plainfield Ave, Suite D, Grand Rapids, MI 49525 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Services Group | Grand Rapids | MI | 02/2010 | Present |
| Lpl Financial, Llc | Grand Rapids | MI | 06/2016 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 07/2016 | Present |
(1) 07/22/2016: Matthew Brown - Non-Variable Insurance - INV REL - At Reported Business Location(s) - Started 02/25/1997 - Life and fixed annuities - 8 Hr/Mo; 1 Hour During Securities Trading; 1% Time Spent (2) 07/22/2016: Investment Services Group - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Started 10/01/1997 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent (3) 08/02/2016: Private Advisor Group, LLC - Registered Investment Advisor - DBA: (Hybrid) Private advisor group - INV REL - 65 Madison Avenue, Suite 300 Morristown, NJ 07960 - Started 05/01/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent. (4) 12/13/2016: Glenwood 918 - Investment Related - 3333 Grand Ridge - Business Entity For Tax/Investment Purposes Only - Started 11/22/2016 - 1 Hour Per Month/0 Hours During Securities Trading. (5) 04/27/2017-Private Advisor Group: DBA (Hybrid) Investment services group- investment related- At reported business location(s) -Registered Investment Advisor DBA- start 07/22/2016-Hours per month 80/ Hours during trading 80-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 9/23/2021 - ISG - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-28 |
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