Steven Ted Epstein

Current Employers

Employment History

• 07/2012 → 09/2016
  Heffernan Investment Advisors, Inc.
  San Francisco, CA
• 11/2012 → Present
  Entefy Inc.
  Palo Alto, CA
• 09/2016 → 12/2025
  Lowery Thomas, Llc
  Alameda, CA
• 12/2025 → Present
  Independence Square Holdings, Llc
  San Mateo, CA

Previous Registrations

• 2012-08-07 → 2017-01-13
  Heffernan Investment Advisors, Inc.
  San Francisco, CA

Other Businesses

Entefy Inc. - Investment related: No - PO Box 239 Palo Alto CA, 94302 - AI Software Development Start up, AI R&D, and Sales - minority investor - Start Date: 11/2012 - 88 hours per month - 40 hours per month during trading hours - 55% of his total time is spent on this outside business activity - W2 employee, work on various finance, enterprise sales operations, and human resources. ABARHYESCNTW LLC - Investment related: No - 329 Primrose Rd. P.O Box 188, Burlingame, CA, 94010-4206 - Advocacy work of Steven's wife which includes her following activities: speaking engagements, a published memoir, and other volunteer work as an advocate. - Co-owner - Start Date: 07/2019 - 30 minutes per month, none during trading hours, 0.2% of his time is spent on this outside business activity - Member of the LLC, maintains the LLC's state and tax filings. Independence Square Advisors - Investment Related: Yes - 150 South Warner Road, Suite 300, King of Prussia, PA 19406 - DBA for Registered Investment Advisor Independence Square Holdings, LLC - Investment Adviser Representative, Wealth Advisor - Start Date: 12/05/2025 - 72 hours per month, all of which are during trading hours - Provides Financial Planning Investment Management services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-22
• S63 Uniform Securities Agent State Law Examination
  2000-05-09

Other Names

• Steven Epstein