Linda Lee Ledzian

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-11
SC	RA	APPROVED	2019-05-19
TX	RA	APPROVED_RES	2016-01-14
CO	RA	APPROVED	2015-11-03

NY RA
APPROVED

Since 2021-07-11
SC RA
APPROVED

Since 2019-05-19
TX RA
APPROVED_RES

Since 2016-01-14
CO RA
APPROVED

Since 2015-11-03

Branch Locations

Rock Hill, SC • United States

193 Griffing Ave, Riverhead, NY 11901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	East Meadow	NY	11/2015	Present

11/2015 → Present

Lpl Financial, Llc

East Meadow, NY

Previous Registrations

2015-01-28 → 2015-11-05

Capital One Advisors, Llc

Seattle, WA
2009-08-25 → 2015-01-28

Capital One Financial Advisors Llc

Melville, NY

Other Businesses

(1) 12/18/2015 * Linda L. Ledzian Wealth Management, Inc. * DBA for LPL Business (entity for LPL business) * Linda L. Ledzian Wealth Management, Inc. * INV REL * AT REPORTED BUSINESS LOCAITON(S) * START 11/06/2015 * 200 HRS/MO; 130 HRS/MO DURING SECS TRDG HRS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-24
S63	Uniform Securities Agent State Law Examination	1993-11-15

S66 Uniform Combined State Law Examination

2009-08-24
S63 Uniform Securities Agent State Law Examination

1993-11-15

Other Names

Linda Lee Crawford

View on SEC IAPD