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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-08-06
TX RA APPROVED_RES 2026-08-06
  • LA RA
    APPROVED
    Since 2026-08-06
  • TX RA
    APPROVED_RES
    Since 2026-08-06

Branch Locations

3844 Independence Dr. Suite B, Alexandria, LA 71303 • United States

3844 Independence Dr Suite B, Alexandria, LA 71303 • United States

3838 North Causeway Boulevard Suite 3400, Metairie, LA 70002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Company Alexandria LA 06/1990 08/2026
Park Avenue Securities Llc Alexandria LA 05/1999 08/2026
Mml Investors Services, Llc Alexandria LA 02/2023 03/2023
Massmutual Life Insurance Company Alexandria LA 02/2023 03/2023
Mml Investors Services Llc Alexandria LA 08/2026 Present
Massmutual Life Insurance Company Alexandria LA 06/2026 Present
  • 06/1990 → 08/2026
    The Guardian Life Insurance Company
    Alexandria, LA
  • 05/1999 → 08/2026
    Alexandria, LA
  • 02/2023 → 03/2023
    Alexandria, LA
  • 02/2023 → 03/2023
    Massmutual Life Insurance Company
    Alexandria, LA
  • 08/2026 → Present
    Alexandria, LA
  • 06/2026 → Present
    Massmutual Life Insurance Company
    Alexandria, LA
Previous Registrations
Other Businesses

1.) NAME: JAMES LEATHERMAN JR., INV REL: Y, ADD: 3844 INDEPENDENCE DR, SUITE B, ALEXANDRIA, LA 71303 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 1/1/1996, NO. HR/MO:15, NO. HR/MO DURING SEC TRADING: 0, DUTIES: LIFE, DISABILITY, HEALTH 2.) NAME: LEATHERMAN INSURANCE AGENCY LLC, INV REL: Y, ADD: 3844 INDEPENDENCE DR, SUITE B, ALEXANDRIA, LA 71303 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 1/1/1996, NO. HR/MO:15, NO. HR/MO DURING SEC TRADING: 0, DUTIES: LIFE, DISABILITY, HEALTH 3.) NAME: WEALTH IN MOTION, INV REL: Y, ADD: 3844 INDEPENDENCE DR, SUITE B, ALEXANDRIA, LA 71303 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 1/1/2013 NO. HR/MO:5 NO. HR/MO DURING SEC TRADING:0 4.) NAME: CEDAR RIDGE GUN CLUB LLC INV REL: Y ADDR: 210 HWY 571, WATERPROOF, LA 71375 NATURE: LAND USED FOR HUNTING POSITION: OWNER OF REAL ESTATE PROPERTY USED FOR HUNTING START DATE: 10/2/2020 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OWNER OF THE LAND 5.) NAME: POWER OF ATTORNEY INV REL: Y ADDR: 6510 OLD BATON ROUGE HWY, ALEXANDRIA, LA 71303 NATURE: POWER OF ATTORNEY POSITION: POWER OF ATTORNEY FOR FATHER START DATE: 3/4/2017 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: ACT AS POWER OF ATTORNEY FOR FATHER 6.) NAME: LOS CIELOS INC INV REL: Y ADDR: 3844 INDEPENDENCE DR, SUITE B, ALEXANDRIA, LA 71303 NATURE: REAL ESTATE HOLDINGS POSITION: OWNER START DATE: 12/18/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OWNER AND OPERATOR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-22
  • S63 Uniform Securities Agent State Law Examination
    2016-08-22
Other Names
  • James David Leatherman
  • James D Leatherman

View on SEC IAPD

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