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Steven L Spare

Ashton Thomas Private Wealth

Stevenson Ranch, CA

Scottsdale, AZ

CRD 2396178

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Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-03
  • CA RA
    APPROVED
    Since 2024-06-03

Branch Locations

Stevenson Ranch, CA • United States

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affinity Investment Advisors Newport Beach CA 02/2016 05/2024
Ashton Thomas Private Wealth, Llc Scottsdale AZ 06/2024 Present
  • 02/2016 → 05/2024
    Affinity Investment Advisors
    Newport Beach, CA
  • 06/2024 → Present
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-21
  • S63 Uniform Securities Agent State Law Examination
    1995-06-21
Designations
  • Chartered Financial Analyst
Other Names
  • Steven Spare
  • Steven Lloyd Spare

View on SEC IAPD

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