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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-07-08
  • TX RA
    APPROVED
    Since 2011-07-08

Branch Locations

15770 Dallas Pkwy Ste 910, Dallas, TX 75248 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2011 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2011 Present
Previous Registrations
  • 2007-09-25 → 2011-07-01
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2007-09-28 → 2009-05-15
    Calandro Advisory Services, Inc.
    Dallas, TX
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/31/2010 3) EVOS FINANCIAL, 15770 Dallas Pkwy, Ste 910, Dallas, TX 75248, United States, 05/01/2024, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING 4) ADVNC LACROSSE, 280 Mountain Home Road, Woodside, CA 94062, United States, 08/01/2024, Coach, Sport/Fitness/Gaming (Select Lacrosse Coach for oldest son Connor's team), NIR, 5 HR/MO - 0 HR/MO TRADING 5) HEBRON LACROSSE ASSOCIATION, 2625 Sir Lancelot Blvd, Lewisville, TX 75056, United States, 09/01/2017, Youth Lacrosse Coach, Sport/Fitness/Gaming (Youth lacrosse coach for my children), NIR, 20 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-31
S63 Uniform Securities Agent State Law Examination 1993-10-06
  • S66 Uniform Combined State Law Examination
    2007-07-31
  • S63 Uniform Securities Agent State Law Examination
    1993-10-06
Other Names
  • Derek Thomson

View on SEC IAPD

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