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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-17
TX RA APPROVED 2024-06-17
  • IN RA
    APPROVED
    Since 2024-06-17
  • TX RA
    APPROVED
    Since 2024-06-17

Branch Locations

18 E Jackson St, Sullivan, IN 47882-1501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Better Business Forms Inc. Evansville IN 06/1992 06/2024
Edward D. Jones & Co., L.P. Sullivan IN 08/1993 06/2024
Raymond James & Associate Inc. Sullivan IN 06/2024 Present
  • 06/1992 → 06/2024
    Better Business Forms Inc.
    Evansville, IN
  • 08/1993 → 06/2024
    Edward D. Jones & Co., L.P.
    Sullivan, IN
  • 06/2024 → Present
    Raymond James & Associate Inc.
    Sullivan, IN
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1613 N County Rd 175 E, Sullivan, IN, 47882, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: if something needs fixed on the inside of the condo we approve management to bill us.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-25
S63 Uniform Securities Agent State Law Examination 1993-12-31
  • S66 Uniform Combined State Law Examination
    2007-01-25
  • S63 Uniform Securities Agent State Law Examination
    1993-12-31

View on SEC IAPD

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