Julio Santiago Cruz

Employer firm

Popular Securities, LLC CRD 8096

$2.62B regulatory AUM 36 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2013-06-10

PR RA
APPROVED

Since 2013-06-10

Branch Locations

El Senorial Lomas Verdes Ave Carr 177., Cupey, San Juan, PR 00926 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Popular Securities	San Juan	PR	04/2005	Present

04/2005 → Present

Popular Securities

San Juan, PR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-11

S66 Uniform Combined State Law Examination

2007-06-11

Other Names

Julio Santiago

View on SEC IAPD