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Kevin Richard Zemann

Little Bird Financial, LLC

Papillion, NE

Waterloo, NE

CRD 2395939

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Employer firm

Little Bird Financial, LLC CRD 340484

Reported services (Item 5G)

  • Portfolio management (individuals)
  • PROMOTION OF UNAFFILIATED INVESTMENT ADVISER

From the firm’s Form ADV. Read the guides:

Current Employers
Little Bird Financial, Llc

Waterloo, NE • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-05-28
  • NE RA
    APPROVED
    Since 2026-05-28

Branch Locations

Papillion, NE • United States

Waterloo, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stile Compliance Services Bellevue NE 10/2014 Present
  • 10/2014 → Present
    Stile Compliance Services
    Bellevue, NE
Previous Registrations
  • 2015-03-17 → 2015-07-21
    Wealthplan Partners
    Omaha, NE
  • 2009-01-09 → 2011-02-11
    Qa3 Financial Llc
    Omaha, NE
  • 2006-12-18 → 2008-09-02
    Cincinnati Analysts, Inc.
    West Conshohocken, PA
    Cincinnati, OH
    Cincinnati, OH
  • 2003-07-23 → 2006-10-17
    Securities America Advisors, Inc.
    Omaha, NE
Other Businesses

Stile Compliance Services | 4804 Fountain Circle, Papillion, NE | Compliance Consulting in the Financial Services Industry | Owner/Consultant | 40 hours per week during business hours | Provide compliance services to registered entities in the financial services industry.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-03
S63 Uniform Securities Agent State Law Examination 1993-11-22
  • S65 Uniform Investment Adviser Law Examination
    2026-02-03
  • S63 Uniform Securities Agent State Law Examination
    1993-11-22

View on SEC IAPD

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