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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-08-01 |
| CA | RA | APPROVED | 2008-03-10 |
Branch Locations
10705 Silverdale Way Northwest Suite 203, Silverdale, WA 98383 • United States
Hayward, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Walnut Creek | CA | 01/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Roseville | CA | 03/2020 | Present |
Business Ownership; ATorrey Incorporated; Owner; SCorp established.; 3147 Saddle Drive, , Hayward, CA, 94541; Not Investment-Related; 08/27/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Alan Torrey; I established an S-Corp solely to operate my franchise expenses. This has been disclosed. Beginning January 10th, 2025 I will be compensating myself with a bi-monthly draw out of a checking account that is linked to the S-Corp. I have no employees.; Manage advisory business; 3147 Saddle Drive, , Hayward, CA, 94541; Not Investment-Related; 01/10/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-30 |
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