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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-08-21 |
| TX | RA | APPROVED_RES | 2009-12-14 |
| NH | RA | APPROVED | 2002-08-13 |
Branch Locations
101 Derby St, Hingham, MA 02043 • United States
Scituate, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill, Lynch, Pierce, Fenner & Smith, Inc. | Quincy | MA | 06/2002 | Present |
| Bank Of America, Na | Rockland | MA | 11/2009 | Present |
I*136316 For profit or not for profit: Non-Profit Organization Name of outside business organization: Scituate Community Christmas Investment related: Y Address of business: Scituate, Massachusetts 2066 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 2/22/2021 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The entity meets the needs of the Scituate community at Christmastime and throughout the year by supporting families during times of hardship My responsiblity would be on the finance committee as well as volunteering for the giving programs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-12 |
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