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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-16 |
| GA | RA | APPROVED | 2015-12-15 |
| TX | RA | APPROVED | 2015-12-09 |
Branch Locations
3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States
Inlet Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Atlanta | GA | 12/2015 | Present |
1) 1876 Defoors LLC / United States / 1876 Defoors Rd / Atlanta / GA / United States No / Partnership / Real Estate / Real Estate - Office/store for House of Fleming (Ace on 12) / Active / Partner / None / 0 / No / No / No / No / 11/15/18 / No / No / Yes / Yes / 33 / No / Atlanta, Fulton County / No / No / Real estate investment / No /// 2) Old Ivy RE Fund/ investment related?: no/ 34 Old Ivy Road, Suite 200, Atlanta, GA/ Partner/ start date: 8/2/2021 /// 3) Musician / Musician / Singer Songwriter 4) Name of Business- OBRO PROPERTIES, LLC / Address- Inlet Beach, FL 32461 / Investment Related- YES, 50% / Nature- real estate - no activities. My aunt lives there. / Role- Partner / Duty- I have none. Helping my aunt avoid a mortgage / Start Date- 1/1/2024 / Time Required- NO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-07 |
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