Kenneth Boyd Ulrich

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-11-30

CA RA
APPROVED

Since 2010-11-30

Branch Locations

Glendale, CA • United States

3780 Kilroy Airport Way Ste 200 200, Long Beach, CA 90806 • United States

500 N Brand Blvd Suite 1250, Glendale, CA 91203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Glendale	CA	11/2010	Present

11/2010 → Present

Lpl Financial Llc

Glendale, CA

Previous Registrations

2008-02-29 → 2010-11-30

Nrp Advisors, Inc.

Glendale, CA
2006-01-27 → 2008-10-20

Nrp Financial, Inc.

Glendale, CA

Bryan, OH
2004-07-09 → 2006-02-03

Walnut Street Securities, Inc.

Glendale, CA

Other Businesses

1. 10/18/2010: Salazar, Steer, Thomasy, Ulrich Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-09-14
S65	Uniform Investment Adviser Law Examination	1993-09-14

S63 Uniform Securities Agent State Law Examination

1993-09-14
S65 Uniform Investment Adviser Law Examination

1993-09-14

Other Names

Kenneth Ulrich

View on SEC IAPD