Thomas M Kenny

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-23
NY	RA	APPROVED	2025-09-22

FL RA
APPROVED

Since 2025-09-23
NY RA
APPROVED

Since 2025-09-22

Branch Locations

68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States

1250 W Broadway, Hewlett, NY 11557 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation Yes
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company Of America	Melville	NY	06/2015	08/2025
Park Avenue Securities	Melville	NY	07/2015	08/2025
Wells Fargo Clearing Services, Llc	Melville	NY	09/2025	Present

06/2015 → 08/2025

Guardian Life Insurance Company Of America

Melville, NY
07/2015 → 08/2025

Park Avenue Securities

Melville, NY
09/2025 → Present

Wells Fargo Clearing Services, Llc

Melville, NY

Previous Registrations

2022-01-11 → 2025-09-30

Park Avenue Securities Llc

Melville, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-12-31
S63	Uniform Securities Agent State Law Examination	1994-05-20

S65 Uniform Investment Adviser Law Examination

2021-12-31
S63 Uniform Securities Agent State Law Examination

1994-05-20

Other Names

Thomas Michael Kenny

View on SEC IAPD